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TRANSITIONS
Our Transitions team provides comprehensive support beginning with the initial onboarding and continuing for 60 days post-resignation. We work with the advisor and guide them through the entire transition process.
AT-A-GLANCE
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Coordinate the transition process between RIA and broker/dealer
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Provide license transfer and carrier reappointment support
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60-day on-site and virtual post-resignation support, including account opening and tracking
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Provide comprehensive systems and platform training
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