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COMPLIANCE

Bringing in over 120 years of combined experience, with deep expertise with bank broker-dealers, wirehouses, independent broker-dealers, investment advisors, institutional compliance, and regulation, Stratos Compliance keeps its partners covered. Advisors turn to Stratos Compliance for clear, applicable guidance, supported by the expertise to explain the reasoning and rationale for Compliance related matters.

 

AT-A-GLANCE
 

  • Dedicated full-time team

  • Work hand-in-hand with advisors to successfully navigate through today’s complicated regulatory environment

  • Invest in compliance infrastructure and technology, that helps advisors add efficiency to their practices

  • Leading Risk and Services software that protects client information

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Matt Dunn

Chief Compliance Officer

OSJ Supervisor

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Barbara Dull

Director of Brokerage
Compliance

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Sue Walker-Hanf

Senior Compliance Analyst

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Bryan Meilinger

Director of Advisory Compliance

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Rick Juarbe

Compliance

Analyst

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Stephen Lacko

Compliance

Analyst

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Daniel Stiffler

Compliance 

Analyst

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Klyne Ellis

Administrative
Associate

Stratos Wealth Partners Logo - Orange Su

25201 Chagrin Boulevard, Suite 375 - Beachwood, OH 44122

Office: (440) 505-5627 - Fax: (440) 505-5717​​​ - email: dpuruczky@stratoswp.com

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FORM CRS

 

Financial Form CRS

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Check the background of your financial professional on FINRA's BrokerCheck.

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Securities offered through LPL Financial, member FINRA/SIPC. 

The LPL Financial registered representatives associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed.

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*On Sept. 12, 2025, Stratos Wealth Partners, Ltd. placed 23 on the list for the year 2025. Stratos Wealth Partners, Ltd. applied for the award by submitting responses to a detailed questionnaire for the award committee’s consideration. Stratos Wealth Partners, Ltd. did not pay any compensation to be considered for the award. The award is not representative of any one client’s experience and is not indicative of our firm’s future performance. The award was independently granted, as Stratos Wealth Partners, Ltd. has no affiliation with Barron’s. Please note that the award is not a referral to, endorsement or recommendation of, or testimonial for the advisor with respect to its investment advisory or other services. Barron’s weighs dozens of qualitative and quantitative components, including assets managed, the size and experience of teams, regulatory record of the advisors and firms, succession planning, technology spending, and staff diversity based on responses supplied by the advisor to a detailed survey.

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Investment advice offered through Stratos Wealth Partners, Ltd., a registered investment advisor and a separate entity from LPL Financial. The LPL Financial representative associated with this website may discuss and/or transact securities business only with residents of the following states: AL, AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, ME, MD, MI, MN, MO, MS, MT, ND, NE, NH, NJ, NC, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV and WY

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